Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sumner | WA | 01/2015 | 06/2022 |
| J.P. Morgan Chase Bank | Sumner | WA | 11/2013 | 03/2018 |
| J.P. Morgan Chase Bank N.A | Kingwood | TX | 03/2018 | 06/2022 |
| Avantax Investment Services Inc. | Humble | TX | 06/2022 | 09/2025 |
| Avantax Advisory Services | Humble | TX | 06/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Humble | TX | 06/2022 | 09/2025 |
| Price Financial Llc | Humble | TX | 06/2022 | Present |
| Cetera Wealth Services, Llc | Humble | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PRICE FINANCIAL LLC; POSITION: Associate Financial Advisor NATURE: Financial planning and wealth management services through products offered by Avantax, including investment management, financial planning and tax planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 06/15/2022 ADDRESS: 30 Wilson Road, Humble TX 77338, United States; DESCRIPTION: Manage client accounts, respond to client inquiries, meet with clients, open investment accounts, general support for all wealth management activities. No duties or responsibilities tie to the tax side of the business, simply compensated through MKP Price & Co. P.C.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-02 |
Reach out to this advisor