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Courtney Hope Ruckstuhl

Cetera Investment Advisers LLC

Humble, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

30 Wilson Rd, Humble, TX 77338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sumner WA 01/2015 06/2022
J.P. Morgan Chase Bank Sumner WA 11/2013 03/2018
J.P. Morgan Chase Bank N.A Kingwood TX 03/2018 06/2022
Avantax Investment Services Inc. Humble TX 06/2022 09/2025
Avantax Advisory Services Humble TX 06/2022 09/2025
Avantax Insurance Agency, Llc Humble TX 06/2022 09/2025
Price Financial Llc Humble TX 06/2022 Present
Cetera Wealth Services, Llc Humble TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2015 → 06/2022
    J.P. Morgan Securities Llc
    Sumner, WA
  • 11/2013 → 03/2018
    J.P. Morgan Chase Bank
    Sumner, WA
  • 03/2018 → 06/2022
    J.P. Morgan Chase Bank N.A
    Kingwood, TX
  • 06/2022 → 09/2025
    Avantax Investment Services Inc.
    Humble, TX
  • 06/2022 → 09/2025
    Avantax Advisory Services
    Humble, TX
  • 06/2022 → 09/2025
    Avantax Insurance Agency, Llc
    Humble, TX
  • 06/2022 → Present
    Price Financial Llc
    Humble, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Humble, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-06-17 → 2025-09-05
    Avantax Advisory Services
    Humble, TX
Other Businesses

1) PRICE FINANCIAL LLC; POSITION: Associate Financial Advisor NATURE: Financial planning and wealth management services through products offered by Avantax, including investment management, financial planning and tax planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 06/15/2022 ADDRESS: 30 Wilson Road, Humble TX 77338, United States; DESCRIPTION: Manage client accounts, respond to client inquiries, meet with clients, open investment accounts, general support for all wealth management activities. No duties or responsibilities tie to the tax side of the business, simply compensated through MKP Price & Co. P.C.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-13
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2021-08-13
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Other Names
  • Courtney Hope Richards
  • Courtney H Ruckstuhl
  • Courtney Ruckstuhl
  • Courtney Richards

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