Richard C Thompson

Current Employers

Virtue Capital Management, Llc

12 Cadillac Dr. Suite 280, Brentwood, TN 37027 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2019-06-18

GA RA
APPROVED

Since 2019-06-18

Branch Locations

3330 Cumberland Blvd. Suite 500, Atlanta, GA 30339 • United States

12 Cadillac Dr. Suite 280, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advanced Legacy Concepts	Atlanta	GA	01/2014	Present
Horter Investment Management, Llc	Cincinnati	OH	01/2015	06/2019
Virtue Capital Management, Llc	Brentwood	TN	06/2019	Present

01/2014 → Present

Advanced Legacy Concepts

Atlanta, GA
01/2015 → 06/2019

Horter Investment Management, Llc

Cincinnati, OH
06/2019 → Present

Virtue Capital Management, Llc

Brentwood, TN

Previous Registrations

2015-03-17 → 2019-06-19

Horter Investment Management, Llc

Atlanta, GA

Cincinnati, OH

Other Businesses

(1) ADVANCED LEGACY CONCEPTS , Title: AGENT, Description: INSURANCE AND ANNUITIES SALES, FINANCIAL PLANNING SERVICES; Start Date: 01-01-2014, Address: 3330 CUMBERLAND BLVD, SUITE 500, ATLANTA, GA 30339 , Investment-related? YES, Hours per month: 160, During trading hours: 160

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-05

S65 Uniform Investment Adviser Law Examination

2015-01-05

Other Names

Richard Thompson

View on SEC IAPD