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1901 Avenue Of The Stars 11Th Floor, Los Angeles, CA 90067-6002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-16 |
Branch Locations
1901 Avenue Of The Stars 11Th Floor, Los Angeles, CA 90067-6002 • United States
1901 Avenue Of The Stars Suite 1100, Los Angeles, CA 90067 • United States
1901 Avenue Of The Stars Ste 1100, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-18 |
| CA | RA | APPROVED | 2020-10-14 |
Branch Locations
1901 Avenue Of The Stars Ste 1100, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2017 | 07/2019 |
| Ares Management Llc | Los Angeles | CA | 03/2015 | 06/2017 |
| Ucla | Los Angeles | CA | 09/2013 | 12/2016 |
| Bofa Securities, Inc. | Los Angeles | CA | 07/2017 | 07/2019 |
| Freeman Spogli & Co. | Los Angeles | CA | 07/2019 | 08/2020 |
| Ninepointtwo Capital | Los Angeles | CA | 08/2020 | Present |
| Private Financial Counseling | Los Angeles | CA | 01/2025 | Present |
NinePointTwo Capital, LLC. 1901 Avenue of the Stars, Suite 1100 Los Angeles, CA 90067; SEC registered investment adviser; Founder, Principal, CCO; Start date 10/14/2020. The approximate number of hours per month you devote to the other business 30. The number of hours you devote to the other business during securities trading hours: 30.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-18 |
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