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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-01-12
  • CT RA
    APPROVED
    Since 2022-01-12

Branch Locations

Cwm Retail, Sales 399 Post Rd West & 604 West, Westport, CT 06880 • United States

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 01/2015 10/2018
Bank Of America, N.A. Garden City NY 08/2015 12/2021
Citigroup Westport CT 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-13
  • S66 Uniform Combined State Law Examination
    2015-11-13

View on SEC IAPD

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