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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-15 |
| AZ | RA | APPROVED | 2022-10-13 |
Branch Locations
3755 Stockton Hill Road, Kingman, AZ 86409 • United States
8495 S. Highway 95, Mohave Valley, AZ 86440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Kingman | AZ | 11/2018 | 06/2021 |
| Bbva/Compass Bank | Birmingham | AL | 07/2018 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Lake Havasu | AZ | 01/2022 | 09/2022 |
| Wells Fargo Bank, Na | Lake Havasu | AZ | 01/2022 | 09/2022 |
| Bbva Wealth Solutions Inc | Kingman | AZ | 11/2018 | 06/2021 |
| Bank Of America | Kingman | AZ | 01/2015 | 07/2018 |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Riverside | CA | 01/2015 | 04/2018 |
| J.P. Morgan Securities Llc | Kingman | AZ | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Kingman | AZ | 09/2022 | Present |
| Bbva/Pnc | Kingman | AZ | 07/2018 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-28 |
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