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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-27 |
| TX | RA | APPROVED | 2023-01-27 |
Branch Locations
269 N Washington St, Rutherfordton, NC 28139-2405 • United States
Forest City, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 04/2015 | 01/2023 |
| Ameriprise Financial Services | Forest City | NC | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Forest City | NC | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Forest City | NC | 01/2023 | Present |
Business Ownership; KSTAR LLC; Active Partner; Real Estate Rental; 1292 Piney Mnt. Church Rd, , Ellenboro, NC, 28040; Not Investment-Related; 03/17/2003; 1 to 9 hours per month; 1 to 9 during trading hours / Freedom Point, LLC; Owner; Manage Ameriprise Business; 337 Burl Bridges Rd, , Forest City, NC, 28043; Investment-Related; 05/17/2023; 60 hours per month; 60 during trading hours / A&T Ventures LLC; Owner; Real Estate; 269 N. Washington St, , Rutherfordton, NC, 28139; Not Investment-Related; 04/01/2025; 1 to 9 hours per month; 0 during trading hours / OKFS LLC; Co-owner; Retail; 770 Oakland Rd, , Spindale, NC, 28160; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Forest City Athletic Club; Board Member; 158 Deer Creek Dr, , Forest City NC, NC, 28043; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-12 |
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