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Taylor B Rhoades

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Collins, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-04-14
TX RA APPROVED 2015-06-08
CA RA APPROVED 2015-04-15
  • CO RA
    APPROVED
    Since 2020-04-14
  • TX RA
    APPROVED
    Since 2015-06-08
  • CA RA
    APPROVED
    Since 2015-04-15

Branch Locations

2950 E Harmony Rd, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carmel CA 01/2015 Present
Bank Of America, N.A. Carmel CA 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2015-04-14

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
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