Claude Herve Devillers

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-05-03
NJ	RA	APPROVED	2018-11-29

NY RA
APPROVED

Since 2024-05-03
NJ RA
APPROVED

Since 2018-11-29

Branch Locations

250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States

Brooklyn, NY • United States

Teaneck, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	01/2015	04/2018
Bank Of America, N.A.	Paramus	NJ	06/2015	04/2018
Massmutual Life Insurance Company	Saddle Brook	NJ	05/2018	Present
Mml Investors Services, Llc	Saddle Brook	NJ	11/2018	Present

01/2015 → 04/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
06/2015 → 04/2018

Bank Of America, N.A.

Paramus, NJ
05/2018 → Present

Massmutual Life Insurance Company

Saddle Brook, NJ
11/2018 → Present

Mml Investors Services, Llc

Saddle Brook, NJ

Previous Registrations

2015-05-07 → 2018-04-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Other Businesses

NAME: CLAUDE DEVILLERS INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: SALES START DATE: 11/06/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING:1

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-04

S66 Uniform Combined State Law Examination

2015-05-04

View on SEC IAPD