Robert Steven Posner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1993 → 09/2020
  Albrecht Viggiano Zureck And Company Pc
  Hauppauge, NY
• 12/2015 → 10/2019
  1St Global Capital Corp
  Hauppauge, NY
• 12/2015 → 09/2025
  Avantax Insurance Services, Inc.
  Jericho, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Jericho, NY
• 09/2020 → Present
  Grassi And Company Cpa'S
  Jericho, NY
• 02/2015 → 09/2025
  Avantax Advisory Services
  Jericho, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Jericho, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-31 → 2025-09-05
  Avantax Advisory Services
  Jericho, NY

Other Businesses

1) SMAJ LLC POSITION: OWNER NATURE: LLC FOR ACCOUNTING CONSULTING INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2020 ADDRESS: 8 diane ct, east northport NY 11731, United States DESCRIPTION: I CONSULT WITH SMALL BUSINESSES AND ADVISE THEM ON THEIR ACCOUNTING PROCEDURES AND PROVIDE TAX ADVICE 2) KC WEALTH MANAGEMENT LLC POSITION: REFERRING ADVISOR NATURE: KC WEALTH MANAGEMENT LLC IS A FIRM REGISTERED WITH ADVANTAX TO PROVIDE INVESTMENT ADVISE. I AM A REFERRING ADVISOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/05/2022 ADDRESS: 80 ORVILLE DR STE 100, BOHEMIA NY 11716, United States DESCRIPTION: I AM A REFERRING ADVISOR 3) Grassi & Company, CPAs, P.C.; Non Equity Partner; Non Equity Partner of CPA firm.; NIR; 130; 09/16/2020; 50 Jericho Quadrangle JERICHO NY 11753; Supervising employees, prep of audits and income tax returns, and consulting services.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-03

Other Names

• Rob Posner