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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-10-27 |
| MA | RA | APPROVED | 2025-02-10 |
| MD | RA | APPROVED | 2023-08-03 |
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
4993 Main St, Manchester Center, VT 05255 • United States
25 Railroad Ave, South Hamilton, MA 01982 • United States
5700 Vt Route 100, Londonderry, VT 05148 • United States
11 Summer St, Manchester, MA 01944 • United States
148 Lowell St, Methuen, MA 01844 • United States
38 Main Street, Topsfield, MA 01983 • United States
7 Traders Way, Salem, MA 01970 • United States
3 Federal Street, Danvers, MA 01923 • United States
30 Massachusetts Avenue, North Andover, MA 01845 • United States
584 Broadway, Saugus, MA 01906 • United States
240 Cabot St., Beverly, MA 01915 • United States
2 Central Street, Peabody, MA 01960 • United States
2 Central St, Middleton, MA 01949 • United States
One Conant Street, Danvers, MA 01923 • United States
9 Jackson St, Methuen, MA 01844 • United States
16 North Main Street, Andover, MA 01810 • United States
63 Dodge St, Beverly, MA 01915 • United States
350 Bedford Street, Stamford, CT 06901 • United States
Stamford, CT • United States
1070 Lexington Street, Waltham, MA 02452 • United States
564 Main St, Shrewsbury, MA 01545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hr Block | Norwalk | CT | 04/2006 | Present |
| People'S United Bank | Bridgeport | CT | 08/2007 | Present |
| People'S Securities, Inc. | Bridgeport | CT | 03/2015 | Present |
| Lpl Financial Llc | Stamford | CT | 08/2022 | Present |
| Lpl Financial Llc | Stamford | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors at M&T Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date: 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 08/18/2022 - MTB formerly Peoples' United Bank NA - Investment Related - At Reported Business Location(s) - Notary - Start Date: 03/31/2013 - 0 Hours Per Month/0 Hours During Securities Trading - Notary designation carried over from employment within the bank. No income is earned, notary is used as convenience notarizing bank documents. 3. 08/18/2022 - HR Block - Investment Related - 650 West Ave, Norwalk, CT 06850 - Tax Prep/Accounting/CPA - Tax Preparer - Start Date: 12/07/2006 - 8 Hours Per Month/0 Hours During Securities Trading - Seasonal employment to keep up with ever changing tax law to prepare my own income taxes. Work only on Sundays, few hours - most 8 hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-06 |
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