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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-10-27
MA RA APPROVED 2025-02-10
MD RA APPROVED 2023-08-03
CT RA APPROVED 2022-08-17
  • VT RA
    APPROVED
    Since 2025-10-27
  • MA RA
    APPROVED
    Since 2025-02-10
  • MD RA
    APPROVED
    Since 2023-08-03
  • CT RA
    APPROVED
    Since 2022-08-17

Branch Locations

4993 Main St, Manchester Center, VT 05255 • United States

25 Railroad Ave, South Hamilton, MA 01982 • United States

5700 Vt Route 100, Londonderry, VT 05148 • United States

11 Summer St, Manchester, MA 01944 • United States

148 Lowell St, Methuen, MA 01844 • United States

38 Main Street, Topsfield, MA 01983 • United States

7 Traders Way, Salem, MA 01970 • United States

3 Federal Street, Danvers, MA 01923 • United States

30 Massachusetts Avenue, North Andover, MA 01845 • United States

584 Broadway, Saugus, MA 01906 • United States

240 Cabot St., Beverly, MA 01915 • United States

2 Central Street, Peabody, MA 01960 • United States

2 Central St, Middleton, MA 01949 • United States

One Conant Street, Danvers, MA 01923 • United States

9 Jackson St, Methuen, MA 01844 • United States

16 North Main Street, Andover, MA 01810 • United States

63 Dodge St, Beverly, MA 01915 • United States

350 Bedford Street, Stamford, CT 06901 • United States

Stamford, CT • United States

1070 Lexington Street, Waltham, MA 02452 • United States

564 Main St, Shrewsbury, MA 01545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hr Block Norwalk CT 04/2006 Present
People'S United Bank Bridgeport CT 08/2007 Present
People'S Securities, Inc. Bridgeport CT 03/2015 Present
Lpl Financial Llc Stamford CT 08/2022 Present
Lpl Financial Llc Stamford CT 08/2022 Present
  • 04/2006 → Present
    Hr Block
    Norwalk, CT
  • 08/2007 → Present
    People'S United Bank
    Bridgeport, CT
  • 03/2015 → Present
    People'S Securities, Inc.
    Bridgeport, CT
  • 08/2022 → Present
    Stamford, CT
  • 08/2022 → Present
    Stamford, CT
Previous Registrations
  • 2020-07-02 → 2022-08-17
    People'S United Advisors, Inc.
    Stamford, CT
  • 2018-09-19 → 2020-03-31
    People'S Securities, Inc.
    Stamford, CT
    Bridgeport, CT
    Bridgeport, CT
Other Businesses

1. 08/18/2022 - Wilmington Advisors at M&T Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date: 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 08/18/2022 - MTB formerly Peoples' United Bank NA - Investment Related - At Reported Business Location(s) - Notary - Start Date: 03/31/2013 - 0 Hours Per Month/0 Hours During Securities Trading - Notary designation carried over from employment within the bank. No income is earned, notary is used as convenience notarizing bank documents. 3. 08/18/2022 - HR Block - Investment Related - 650 West Ave, Norwalk, CT 06850 - Tax Prep/Accounting/CPA - Tax Preparer - Start Date: 12/07/2006 - 8 Hours Per Month/0 Hours During Securities Trading - Seasonal employment to keep up with ever changing tax law to prepare my own income taxes. Work only on Sundays, few hours - most 8 hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-19
S63 Uniform Securities Agent State Law Examination 2015-07-06
  • S65 Uniform Investment Adviser Law Examination
    2018-09-19
  • S63 Uniform Securities Agent State Law Examination
    2015-07-06

View on SEC IAPD

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