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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-29
NH RA APPROVED 2026-03-10
GA RA APPROVED 2024-12-17
RI RA APPROVED 2024-11-04
  • FL RA
    APPROVED
    Since 2026-05-29
  • NH RA
    APPROVED
    Since 2026-03-10
  • GA RA
    APPROVED
    Since 2024-12-17
  • RI RA
    APPROVED
    Since 2024-11-04

Branch Locations

541 Main Street, Medfield, MA 02052 • United States

565 Main Street Ma-410, Walpole, MA 02081 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

293 East Central Street Ms: Ma698, Franklin, MA 02038 • United States

40 Franklin Village Drive Ms: Ma-237, Franklin, MA 02038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. No Quincy MA 10/2014 12/2018
Citizens Investment Services N. Quincy MA 01/2016 12/2018
Axa Advisors, Llc New York NY 12/2018 03/2019
Santander Bank, Na Boston MA 03/2019 10/2024
Santander Securities, Llc Dorchester MA 03/2019 11/2022
Santander Securities, Llc Dorchester MA 11/2022 10/2024
Citizens Securities, Inc. Franklin MA 10/2024 Present
Previous Registrations
  • 2019-04-22 → 2024-11-04
    Needham, MA
    Plymouth, MA
    Needham, MA
    Abington, MA
    Braintree, MA
    Newtonville, MA
    West Newton, MA
    Weymouth, MA
    Quincy, MA
    Hingham, MA
    Cohasset, MA
    Dedham, MA
    Dedham, MA
    Wollaston, MA
    Boston, MA
    West Roxbury, MA
    East Milton, MA
    Braintree, MA
    Randolph, MA
    West Roxbury, MA
    Dorchester, MA
    Dorchester, MA
    Wollaston, MA
    Westwood, MA
    Boston, MA
    Dedham, MA
    Norwood, MA
    Needham, MA
    Mattapan, MA
    Wellesley, MA
    East Milton, MA
  • 2019-01-02 → 2019-03-29
    Wellesley, MA
  • 2016-02-08 → 2019-01-02
    Stoughton, MA
    Brookline, MA
    Boston, MA
    Boston, MA
    Quincy, MA
    Braintree, MA
    Boston, MA
    Boston, MA
    Brookline, MA
    Hyde Park, MA
    Marshfield, MA
    Hanover, MA
    Kingston, MA
    Marshfield, MA
    Whitman, MA
    Hanover, MA
    Quincy, MA
    Halifax, MA
    Pembroke, MA
    Quincy, MA
    Halifax, MA
    Pembroke, MA
    Kingston, MA
    No Quincy, MA
Other Businesses

1. Bridgewater State University, Women's Ice Hockey Coach, non-investment related, start date 09/01/2018, Bridgewater, MA, 10 hours monthly (in season), 0 during trading hours. 2. Rental Property, Owner/Property manager, non-investment related, start date 2/1/2014, Bridgewater, MA, two hours monthly, none during trading hours. 3. Rental Property, Owner/Property manager, non-investment related, start date 4/1/2020, Naples, FL, two hours monthly, none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-16
S63 Uniform Securities Agent State Law Examination 2015-04-13
  • S65 Uniform Investment Adviser Law Examination
    2016-01-16
  • S63 Uniform Securities Agent State Law Examination
    2015-04-13
Other Names
  • Dan Norton
  • Daniel Joseph Norton
  • Daniel Norton

View on SEC IAPD

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