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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-29 |
| NH | RA | APPROVED | 2026-03-10 |
| GA | RA | APPROVED | 2024-12-17 |
| RI | RA | APPROVED | 2024-11-04 |
Branch Locations
541 Main Street, Medfield, MA 02052 • United States
565 Main Street Ma-410, Walpole, MA 02081 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
293 East Central Street Ms: Ma698, Franklin, MA 02038 • United States
40 Franklin Village Drive Ms: Ma-237, Franklin, MA 02038 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | No Quincy | MA | 10/2014 | 12/2018 |
| Citizens Investment Services | N. Quincy | MA | 01/2016 | 12/2018 |
| Axa Advisors, Llc | New York | NY | 12/2018 | 03/2019 |
| Santander Bank, Na | Boston | MA | 03/2019 | 10/2024 |
| Santander Securities, Llc | Dorchester | MA | 03/2019 | 11/2022 |
| Santander Securities, Llc | Dorchester | MA | 11/2022 | 10/2024 |
| Citizens Securities, Inc. | Franklin | MA | 10/2024 | Present |
1. Bridgewater State University, Women's Ice Hockey Coach, non-investment related, start date 09/01/2018, Bridgewater, MA, 10 hours monthly (in season), 0 during trading hours. 2. Rental Property, Owner/Property manager, non-investment related, start date 2/1/2014, Bridgewater, MA, two hours monthly, none during trading hours. 3. Rental Property, Owner/Property manager, non-investment related, start date 4/1/2020, Naples, FL, two hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-13 |
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