Brent Daniel Mitcham

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 02/2025
  Concourse Financial Group Securities Inc
  Spring, TX
• 02/2015 → Present
  (Dba) Strategic Financial Advisors
  Spring, TX
• 10/2016 → 02/2025
  Concourse Financial Group Securities Inc
  Spring, TX
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Spring, TX
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-10-20 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Spring, TX
  Birmingham, AL

Other Businesses

(dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Financial Planning; Administrative; Start Date 01/2015; 160 hours per month with those hours per month occurring during trading hours; In addition to financial planning, I offer annuity and life insurance products as well as mutual fund products and service. >> MITCHAM ADVISORS LLC; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Investment and Estate Planning; Secretary/Treasurer; Start Date 04/2018; 5 hours per month with no hours per month occurring during trading hours; I make leadership and strategic planning decisions; manage operations; oversee budget development, implementation and control; manage relationship with broker/dealer; manage business activities seeking revenue growth; negotiate contracts with vendors; coordinate business tax filings; and conduct member meetings. >> BRENT MITCHAM; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Insurance; Owner; Start Date 05/2015; 2 hours per month with those hours per month occurring during trading hours; General Lines insurance agent offering life, fixed annuity and health insurance products and services. >> ARROW REAL ESTATE CAPITAL LLC; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Real Estate; Trustee; Start Date 10/2023; 5 hours per month with no hours per month occurring during trading hours; LLC created to acquire building for Strategic Financial Advisors to office out of.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-20
• S63 Uniform Securities Agent State Law Examination
  2016-07-14

Designations

• Certified Financial Planner

Other Names

• Brent Mitcham