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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-04-17 |
Branch Locations
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2009 | 12/2016 |
| Penn Mutual Life Ins Co | Horsham | PA | 03/2009 | 12/2016 |
| Dominion Investor Services, Inc. | Horseshoe Bay | TX | 01/2017 | 06/2023 |
| Dominion Portfolio Management, Inc. | Horseshoe Bay | TX | 03/2017 | 07/2019 |
| Calton & Associates, Inc. | Marble Falls | TX | 06/2023 | 04/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2024 | Present |
1) DENICE R LAND, 6660 S SHERIDAN RD STE 205 TULSA OK, 04/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 25 HR/MO 20 HR/MO TRADING 2) PROPERTY RENTAL, 9554 W 81ST ST S TULSA OK, 10/2000, PROPERTY OWNERSHIP/MANAGEMENT, NIR, 2 HR/MO 2 HR/MO TRADING 3) CREEK COUNTY OHCE, 17806 W HWY 66 KELLYVILLE OK, 01/2024, PRESIDENT, BOARD/COMMITTEE MEMBER, NIR, 4 HR/MO 4 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 04/2024, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 5) NORTHSTAR WEALTH MANAGEMENT, 6660 S SHERIDAN RD SUITE 205 TULSA OK, 04/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 6) SAPULPA CLASS OF 1982 REUNION CIOMMITTEE, 2625 E 74th Pl, Tulsa OK 74136, United States, 10/30/2024, Committee Member, Class reunion, NIR, 6/MO - 0/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-08 |
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