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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-18 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3405 W Martin L King Jr. Blvd Suite 300, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | American Fork | UT | 01/2015 | 11/2019 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 05/2020 | 10/2022 |
| Wells Fargo Bank | Salt Lake City | UT | 05/2020 | 10/2022 |
| Fidelity Investments | Salt Lake City | UT | 01/2015 | 12/2019 |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 11/2022 | 08/2024 |
| J.P. Morgan Securities Llc | Salt Lake City | UT | 11/2022 | 08/2024 |
| Unemployed | Farmington | UT | 01/2020 | 04/2020 |
| Mml Investors Services, Llc | Lehi | UT | 08/2024 | 03/2025 |
| Massmutual Life Insurance Company | Lehi | UT | 08/2024 | 03/2025 |
| Fisher Investments | Tampa | FL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-09 |
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