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Integrity Alliance, LLC. CRD 139627
$5.41B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities | Portland | OR | 09/2017 | 10/2018 |
| Capital Plan | Dallas | TX | 09/2017 | 01/2018 |
| Ubs Financial Services | Dallas | TX | 02/2015 | 08/2017 |
| Southern Wealth Mgmt | Dallas | TX | 10/2018 | 09/2021 |
| Southern Wealth Securities, Llc | Dallas | TX | 10/2018 | 09/2021 |
| Lion Street Financial | Dallas | TX | 10/2021 | Present |
| Lion Street Advisors | Dallas | TX | 10/2021 | Present |
| Integrity Alliance, Llc. | Dallas | TX | 11/2025 | Present |
| Integrity Alliance, Llc. | Dallas | TX | 11/2025 | Present |
1.AD HOC COORDINATION, LLC POSITION: Owner NATURE: Ad Hoc Coordination is a lifestyle and estate coordination company. Our employees provide services that span personal assistant, house management, and project management needs. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 08/25/2025 ADDRESS: 5950 Sherry Lane, Suite420, Dallas TX 75225, United States DESCRIPTION: Founder and operational leadership
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-11 |
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