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Alexander Carson Wolfe

Base Wealth Management

Lakewood Ranch, FL

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Current Employers
Base Wealth Management

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-15
  • FL RA
    APPROVED
    Since 2023-08-15

Branch Locations

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Westlake TX 01/2015 10/2021
Fourthought Financial Llc Venice FL 10/2021 07/2023
Fourthought Financial Partners, Llc Venice FL 11/2022 07/2023
Base Wealth Management Lakewood Ranch FL 08/2023 Present
Previous Registrations
  • 2022-11-09 → 2023-07-10
    Fourthought Financial Partners, Llc.
    Venice, FL
  • 2022-03-04 → 2022-12-09
    Fourthought Private Wealth
    Venice, FL
  • 2018-11-15 → 2021-10-18
    Fidelity Personal And Workplace Advisors
    Westlake, TX
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
S63 Uniform Securities Agent State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2018-11-08
  • S63 Uniform Securities Agent State Law Examination
    2015-03-06
Designations
Other Names
  • Alex Carson Wolfe

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEWEDGE ADVISORS
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
DOW FAMILY OFFICE ADVISORY, LLC

Other Investors

STEVEN LEE GROSSMAN
Cole Alexander Hedge
Aaron Seth Vaughn
Alexandra M Hatfield
Michael C Cermak
PAMELA RUTH MILLER
WILLIAM BRUCE BODY
ANDREW OLSON WALTHER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LAKEWOOD RANCH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL

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