Tien Hsiang Sun

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 10/2019
  E*Trade Capital Management Llc
  Alpharetta, GA
• 05/2016 → 10/2019
  E*Trade Securities Llc
  Alpharetta, GA
• 10/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 10/2019 → Present
  Bank Of America, N.A.
  Atlanta, GA

Previous Registrations

• 2016-05-26 → 2019-11-13
  Harrisdirect Llc
  Alpharetta, GA
  Arlington, VA
  Alpharetta, GA

Other Businesses

I*127993 For profit or not for profit: For-Profit Organization Name of outside business organization: Luxury Direct Investment related: N Address of business: Woodstock, Georgia 30188 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 9/1/2008 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: It is an online retail store using the EBay platform. General goods sold are clothing and small household items.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-23
• S63 Uniform Securities Agent State Law Examination
  2015-03-05

Other Names

• Tien Hsiang Sun
• Tien Hsiang Scott
• Tien Sun