Luca Baris Erozer

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2021
  Td Ameritrade
  Beverly Hills, CA
• 04/2022 → Present
  Fisher Investments
  Tampa, FL
• 08/2013 → 01/2021
  Td Ameritrade
  Beverly Hills, CA
• 02/2021 → 01/2022
  Renegade Publishing
  Los Angeles, CA

Previous Registrations

• 2016-08-10 → 2021-01-11
  Td Ameritrade, Inc.
  Beverly Hills, CA
• 2016-08-10 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Beverly Hills, CA
• 2015-11-03 → 2016-07-14
  Strategic Advisers Llc
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2015-10-23
• S63 Uniform Securities Agent State Law Examination
  2015-03-10