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Kevin Michael Snell

Raymond James & Associates, Inc.

Centerville, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-29
  • OH RA
    APPROVED
    Since 2019-04-29

Branch Locations

7887 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Centerville OH 06/2009 11/2016
Wells Fargo Clearing Services, Llc Centerville OH 11/2016 04/2019
Raymond James & Associates Centerville OH 04/2019 Present
  • 06/2009 → 11/2016
    Wells Fargo Advisors Llc
    Centerville, OH
  • 11/2016 → 04/2019
    Wells Fargo Clearing Services, Llc
    Centerville, OH
  • 04/2019 → Present
    Raymond James & Associates
    Centerville, OH
Previous Registrations
Other Businesses

Sander Brewery - Feb 2017 - shareholder less than 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1999-10-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-10-19
Other Names
  • Kevin Michael Snell

View on SEC IAPD

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