Adam D Goldman

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2019
  Planmember Securities Corporation
  Carpinteria, CA
• 08/2015 → 05/2020
  Adam Goldman
  Ventura, CA
• 01/2019 → 05/2020
  Lkj Financial Llc
  Houston, TX
• 01/2019 → 05/2020
  Planmember Securities Corporation
  Carpinteria, CA
• 05/2020 → Present
  Lkj Financial
  Houston, TX
• 05/2020 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 05/2020 → Present
  Adam Goldman (Self Employed)
  Houston, TX

Other Businesses

1)LKJ Financial LLC; 550 Post Oak Blvd Suite 350 Houston TX 77027; Investment related; Securities & insurance sales & svcs; Associate Advisor; Start date 5/2020; 160 hrs/mnth & during trading. 2) Adam Goldman (self employed) - 550 Post Oak Blvd., Ste 350, Houston, TX 77027; Investment related; Insurance (life, long-term care, medicare medigap, annuities) sales & svcs; Agent; Start date 5/2020; 160 hrs/mnth & during trading. 2)Goldman Strategic Wealth Management LLC; 5900 Balcones Dr., Ste. 100 Austin TX 78731; Start Date 01/012025 Owner; Tax and banking entity only; 2 hrs/mo; 0 hrs/mo during trading; NIR

Exams

• S66 Uniform Combined State Law Examination
  2019-07-03
• S63 Uniform Securities Agent State Law Examination
  2015-08-15

Designations

• Certified Financial Planner