Nicholas Payne

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-06
IL	RA	APPROVED	2018-11-01

TX RA
APPROVED

Since 2020-02-06
IL RA
APPROVED

Since 2018-11-01

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mesirow Financial, Inc.	Chicago	IL	12/2014	11/2017
Morgan Stanley	Barrington	IL	08/2018	Present
Unemployeed	Lincolnwood	IL	12/2017	07/2018
Morgan Stanley Private Bank, N.A.	New York	NY	10/2018	Present

12/2014 → 11/2017

Mesirow Financial, Inc.

Chicago, IL
08/2018 → Present

Morgan Stanley

Barrington, IL
12/2017 → 07/2018

Unemployeed

Lincolnwood, IL
10/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-01

S66 Uniform Combined State Law Examination

2018-11-01

Other Names

Nick Payne
Nicholas Steven Payne

View on SEC IAPD

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