Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-03-21 |
| TX | RA | APPROVED | 2019-03-21 |
Branch Locations
801 N Hershey Rd., Ste C, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | IL | 01/2015 | 03/2019 |
| Bank Of America, N.A. | Bloomington | IL | 03/2015 | 03/2019 |
| Lpl Financial Llc | Bloomington | IL | 03/2019 | Present |
1. 3/21/2019 - BLOOMING TREE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/22/2019 - 130 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/27/2021 - J GALT PROPERTIES LLC - Not Investment Related - Location/Address: N/A - Business Entity For Tax/Investment Purposes Only - 0 Hours Per Month - Sold properties but maintaining LLC for now.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-01 |
Reach out to this advisor