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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-04-07 |
| TX | RA | APPROVED | 2015-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 01/2015 | Present |
| Bank Of America, N.A. | Davenport | IA | 03/2015 | Present |
I*: 2424265 Entity Type: Power of Attorney Name of OBA: MLPF& S CUST FPO HOLLY POZZI RRA FBO HOLLY POZZI Address: Colona, Illinois, 61241 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 4/28/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Power of Attorney I*: 2812266 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO L. P. IRA FBO L. P. Address: Rock Island, IL 61241 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/03/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for parents I*: 2813265 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO L. A P. IRA FBO L. A P. Address: Rock Island. IL 61201 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/03/2025Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-06 |
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