Stephen Michael John

Current Employers

Tortoise Wealth Management

4667 South Lakeshore Drive Suite 1, Tempe, AZ 85282 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-09-03
TX	RA	APPROVED_RES	2024-09-03

AZ RA
APPROVED

Since 2024-09-03
TX RA
APPROVED_RES

Since 2024-09-03

Branch Locations

4515 S. Lakeshore Drive Suite 103, Tempe, AZ 85282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Financial Equity Corporation	Scottsdale	AZ	08/2016	04/2022
Northsight Wealth Management, Llc	Scottsdale	AZ	04/2022	08/2024
Tortoise Wealth Management	Tempe	AZ	07/2024	Present

08/2016 → 04/2022

First Financial Equity Corporation

Scottsdale, AZ
04/2022 → 08/2024

Northsight Wealth Management, Llc

Scottsdale, AZ
07/2024 → Present

Tortoise Wealth Management

Tempe, AZ

Previous Registrations

2022-04-13 → 2024-09-09

Northsight Wealth Management

Tempe, AZ

Scottsdale, AZ

Tempe, AZ
2016-09-16 → 2022-04-07

Ffec Wealth Partners Llc

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Tempe, Az, AZ

Tempe, AZ
2016-01-19 → 2016-06-28

Waddell & Reed

Scottsdale, AZ

Peoria, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-26

S66 Uniform Combined State Law Examination

2015-06-26

View on SEC IAPD

Current Employers

Tortoise Wealth Management

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews