Thomas Robert Ellis

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 06/2025
  Transamerica Financial Advisors, Inc
  Cedar Rapids, IA
• 07/2014 → 06/2025
  World Financial Group, Ia.
  Cedar Rapids, IA
• 06/2016 → 11/2023
  Uber Technologies
  San Francisco, CA
• 03/2018 → 11/2023
  Lyft, Inc.
  San Francisco, CA
• 12/2018 → 11/2023
  Postmates Inc
  San Francisco, CA
• 06/2025 → Present
  Transamerica Investors Securities, Llc
  Surprise, AZ
• 06/2020 → Present
  Transamerica Life Insurance Company
  Surprise, AZ

Previous Registrations

• 2016-05-11 → 2025-06-18
  Transamerica Financial Advisors, Llc
  Henderson, NV
  Johns Creek, GA
  Johns Creek, GA
  Surprise, AZ
  Cedar Rapids, IA
  Johns Creek, GA
  Surprise, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-11
• S63 Uniform Securities Agent State Law Examination
  2015-12-04