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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-08-20
  • IA RA
    APPROVED
    Since 2024-08-20

Branch Locations

Fairfield, IA • United States

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Reserach, Inc. Fairfield IA 10/2015 11/2023
Cambridge Investment Research, Inc. Fairfield IA 02/2015 11/2023
Cambridge Investment Research, Inc. Fairfield IA 07/2017 11/2023
Cambridge Investment Research, Inc. Fairfield IA 07/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2024 Present
Dw Works Fairfield IA 11/2023 Present
  • 10/2015 → 11/2023
    Cambridge Investment Reserach, Inc.
    Fairfield, IA
  • 02/2015 → 11/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2017 → 11/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2024 → Present
    Fairfield, IA
  • 11/2023 → Present
    Dw Works
    Fairfield, IA
Previous Registrations
Other Businesses

1. DW WORKS, 204 Green Valley CT, Fairfield IA 52556, United States, 01/01/2024, Owner, Construction/Labor, NIR, 60 HR/MO - 0 HR/MO TRADING 2. DENVER & ERIN CARLSON, Fairfield IA 52556, United States, 02/2026, Purchasing Rental Property, Real Estate, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-19
  • S66 Uniform Combined State Law Examination
    2017-07-19
Other Names
  • Denver Wayne Carlson
  • Carlson Denver Wayne

View on SEC IAPD

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