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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 01/2015 | 12/2019 |
| Parkland Securities | Ann Arbor | MI | 08/2015 | 12/2019 |
| Spc | Ann Arbor | MI | 03/2017 | 12/2019 |
| Lpl Financial Llc | Fort Mill | SC | 12/2019 | 01/2023 |
| Sigma Financial Company | Ann Arbor | MI | 01/2023 | Present |
| Spc | Ann Arbor | MI | 01/2023 | Present |
Sale of non-variable insurance products, including life and health insurance, through various insurance products. Start date: 10/13/23, approx. 1-2 hrs/mo. INV REL: Y DBA - Fescue Financial Investment Services, Grand Rapids, MI. Offering financial products and services through Sigma Financial Corporation and SPC. Start date: 6/17/24, approx. 5 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-06 |
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