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Nicholas Peter Cusimano

Wells Fargo Clearing Services, LLC

Tempe, AZ

Tempe, AZ

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-20
CA RA APPROVED 2021-10-13
  • AZ RA
    APPROVED
    Since 2021-10-20
  • CA RA
    APPROVED
    Since 2021-10-13

Branch Locations

64 E Broadway Rd, Tempe, AZ 85282 • United States

8670 S Mcclintock Dr, Tempe, AZ 85284 • United States

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 01/2015 08/2021
Jp Morgan Chase Bank Tempe AZ 05/2011 08/2021
Wells Fargo Clearing Services, Llc Tempe AZ 08/2021 Present
Wells Fargo Bank, Na Tempe AZ 08/2021 Present
  • 01/2015 → 08/2021
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 05/2011 → 08/2021
    Jp Morgan Chase Bank
    Tempe, AZ
  • 08/2021 → Present
    Wells Fargo Clearing Services, Llc
    Tempe, AZ
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-13
S63 Uniform Securities Agent State Law Examination 2015-03-18
  • S66 Uniform Combined State Law Examination
    2021-10-13
  • S63 Uniform Securities Agent State Law Examination
    2015-03-18
Other Names
  • Nick Cusimano
  • Nicholas P Cusimano
  • Nicholas Peter Cusimano
  • Nicholas P. Cusimano

View on SEC IAPD

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OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
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J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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