Megan Dia

Employer firm

Citizens Private Wealth CRD 106743

$16.6B regulatory AUM 2,567 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-11-12
CA	RA	APPROVED	2025-11-05

NV RA
APPROVED

Since 2025-11-12
CA RA
APPROVED

Since 2025-11-05

Branch Locations

1400 Newport Center Drive, Suite 150, Newport Beach, CA 92660 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-11-07
AZ	RA	APPROVED	2025-11-06
CT	RA	APPROVED	2025-11-06
FL	RA	APPROVED	2025-11-06
PA	RA	APPROVED	2025-11-06
CA	RA	APPROVED	2025-11-05
DE	RA	APPROVED	2025-11-05
KS	RA	APPROVED	2025-11-05
NV	RA	APPROVED	2025-11-05
NJ	RA	APPROVED	2025-11-05
NY	RA	APPROVED	2025-11-05

SC RA
APPROVED

Since 2025-11-07
AZ RA
APPROVED

Since 2025-11-06
CT RA
APPROVED

Since 2025-11-06
FL RA
APPROVED

Since 2025-11-06
PA RA
APPROVED

Since 2025-11-06
CA RA
APPROVED

Since 2025-11-05
DE RA
APPROVED

Since 2025-11-05
KS RA
APPROVED

Since 2025-11-05
NV RA
APPROVED

Since 2025-11-05
NJ RA
APPROVED

Since 2025-11-05
NY RA
APPROVED

Since 2025-11-05

Branch Locations

1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mufg Union Bank	Glendora	CA	11/2013	01/2017
Unionbanc Investment Services	Glendora	CA	01/2017	12/2017
Citigroup	Beverly Hills	CA	12/2017	11/2025
Citizens Bank	Newport Beach	CA	11/2025	Present
Citizens Securities, Inc.	Newport Beach	CA	11/2025	Present
Citizens Private Wealth	Newport Beach	CA	11/2025	Present

11/2013 → 01/2017

Mufg Union Bank

Glendora, CA
01/2017 → 12/2017

Unionbanc Investment Services

Glendora, CA
12/2017 → 11/2025

Citigroup

Beverly Hills, CA
11/2025 → Present

Citizens Bank

Newport Beach, CA
11/2025 → Present

Citizens Securities, Inc.

Newport Beach, CA
11/2025 → Present

Citizens Private Wealth

Newport Beach, CA

Previous Registrations

2020-05-26 → 2025-11-13

Citigroup Global Markets Inc.

Beverly Hills, CA

Chino Hills, CA

Chino Hills, CA

Fountain Valley, CA

Burbank, CA

Chino Hills, CA

Riverside, CA

Fountain Valley, CA

Fresno, CA

Riverside, CA

Fountain Valley, CA

Riverside, CA

Henderson, NV

Other Businesses

Sabers Organization (Youth Baseball Program) - Board Member- meet 1 hour a month whether in person or zoom to discuss organization announcements- initial date of involvement 8/30/2026.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-26
S63	Uniform Securities Agent State Law Examination	2017-02-21

S66 Uniform Combined State Law Examination

2020-05-26
S63 Uniform Securities Agent State Law Examination

2017-02-21

Other Names

Megan Michelle Menor
Megan Michelle Menor
Megan Menor
Megan Michelle Dia
Megan Menor Dia

View on SEC IAPD