Best Investors Account Sign in

Megan Dia

Citizens Private Wealth

Newport Beach, CA

Tarrytown, NY

Citizens Securities, Inc.

Newport Beach, CA

Syracuse, NY

Claim This Profile
Current Employers
Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-11-12
CA RA APPROVED 2025-11-05
  • NV RA
    APPROVED
    Since 2025-11-12
  • CA RA
    APPROVED
    Since 2025-11-05

Branch Locations

1400 Newport Center Drive, Suite 150, Newport Beach, CA 92660 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-07
AZ RA APPROVED 2025-11-06
CT RA APPROVED 2025-11-06
FL RA APPROVED 2025-11-06
PA RA APPROVED 2025-11-06
CA RA APPROVED 2025-11-05
DE RA APPROVED 2025-11-05
KS RA APPROVED 2025-11-05
NV RA APPROVED 2025-11-05
NJ RA APPROVED 2025-11-05
NY RA APPROVED 2025-11-05
  • SC RA
    APPROVED
    Since 2025-11-07
  • AZ RA
    APPROVED
    Since 2025-11-06
  • CT RA
    APPROVED
    Since 2025-11-06
  • FL RA
    APPROVED
    Since 2025-11-06
  • PA RA
    APPROVED
    Since 2025-11-06
  • CA RA
    APPROVED
    Since 2025-11-05
  • DE RA
    APPROVED
    Since 2025-11-05
  • KS RA
    APPROVED
    Since 2025-11-05
  • NV RA
    APPROVED
    Since 2025-11-05
  • NJ RA
    APPROVED
    Since 2025-11-05
  • NY RA
    APPROVED
    Since 2025-11-05

Branch Locations

1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Glendora CA 11/2013 01/2017
Unionbanc Investment Services Glendora CA 01/2017 12/2017
Citigroup Beverly Hills CA 12/2017 11/2025
Citizens Bank Newport Beach CA 11/2025 Present
Citizens Securities, Inc. Newport Beach CA 11/2025 Present
Citizens Private Wealth Newport Beach CA 11/2025 Present
  • 11/2013 → 01/2017
    Mufg Union Bank
    Glendora, CA
  • 01/2017 → 12/2017
    Unionbanc Investment Services
    Glendora, CA
  • 12/2017 → 11/2025
    Citigroup
    Beverly Hills, CA
  • 11/2025 → Present
    Citizens Bank
    Newport Beach, CA
  • 11/2025 → Present
    Citizens Securities, Inc.
    Newport Beach, CA
  • 11/2025 → Present
    Citizens Private Wealth
    Newport Beach, CA
Previous Registrations
  • 2020-05-26 → 2025-11-13
    Citigroup Global Markets Inc.
    Beverly Hills, CA
    Chino Hills, CA
    Chino Hills, CA
    Fountain Valley, CA
    Burbank, CA
    Chino Hills, CA
    Riverside, CA
    Fountain Valley, CA
    Fresno, CA
    Riverside, CA
    Fountain Valley, CA
    Riverside, CA
    Henderson, NV
Other Businesses

Sabers Organization (Youth Baseball Program) - Board Member- meet 1 hour a month whether in person or zoom to discuss organization announcements- initial date of involvement 8/30/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-26
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2020-05-26
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21
Other Names
  • Megan Michelle Menor
  • Megan Michelle Menor
  • Megan Menor
  • Megan Michelle Dia
  • Megan Menor Dia

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC
RESEARCH AFFILIATES
PAAMCO PRISMA, LLC
COMPOSITION WEALTH, LLC
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor