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Patricia M Douglas

Citigroup Global Markets Inc.

Commack, NY

Uniondale, NY

Medford, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2018-11-07
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2018-11-07

Branch Locations

Cwm Retail, Sales 6105 Jericho Turnpike, Commack, NY 11725 • United States

Citi Wealth Management, Service/Operations 1 Reckson Plaza, Fl G, Uniondale, NY 11556 • United States

Medford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Medford NY 04/2015 12/2017
New York Life Insurance Company Medford NY 01/2015 12/2017
Citigroup New York NY 12/2017 Present
  • 04/2015 → 12/2017
    Nylife Securities, Llc
    Medford, NY
  • 01/2015 → 12/2017
    New York Life Insurance Company
    Medford, NY
  • 12/2017 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
S63 Uniform Securities Agent State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2018-11-05
  • S63 Uniform Securities Agent State Law Examination
    2015-11-12
Other Names
  • Patricia M Barrett
  • Patricia M Walters
  • Patricia Marie Douglas

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
RICHARD L. EISNER, C.P.A., P.C.
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALAN M. ROSEMAN CPA LLC
CITIZENS SECURITIES, INC.
J.P. MORGAN SECURITIES LLC
THE PINNACLE FINANCIAL GROUP

Other Investors

Roberta Sue Kahn
WILLIAM J ANDERSEN
KENNETH LAWRENCE SPIELMAN
RICHARD LEE EISNER
NEIL LAWRENCE HASSETT
STEVEN PATRICK GIMELI
ALBERT MYUNGJOON KIM
GREGG MARSDEN

Other Offices

CETERA INVESTMENT ADVISERS LLC · COMMACK, NY
RICHARD L. EISNER, C.P.A., P.C. · COMMACK, NY
RICHARD L. EISNER, C.P.A., P.C. · COMMACK, NY
LPL FINANCIAL LLC · COMMACK, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Commack, NY
ALAN M. ROSEMAN CPA LLC · COMMACK, NY
CITIZENS SECURITIES, INC. · COMMACK, NY
J.P. MORGAN SECURITIES LLC · Commack, NY

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