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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-13 |
Branch Locations
150 S. Wacker Drive, Chicago, IL 60606-4111 • United States
Harvey, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Calumet City | IL | 08/2016 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Calumet City | IL | 08/2016 | 08/2021 |
| Charles Schwab & Co., Inc. | Harvey | IL | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-15 |
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