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100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-30 |
Branch Locations
100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Charlotte | NC | 10/2015 | 06/2024 |
| Securities America Advisors | Charlotte | NC | 01/2016 | 06/2024 |
| Osaic Wealth, Inc. | Charlotte | NC | 06/2024 | 09/2024 |
| Oneascent Financial Services, Llc | Birmingham | AL | 09/2024 | Present |
**WES HODGES INSURANCE POSITION: Agent NATURE: I sell life insurance on occasion. I got my insurance license for convivence to my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2016 ADDRESS: 2400 Chesterfield Ave, Charlotte NC 28205-6108 DESCRIPTION: If my clients need insurance, I will offer them independent quotes. Insurance isn't my focus. I offer insurance products out of convenience to my clients. They have the freedom to use whomever they would like. I'm licensed to sell a variety of insurance products, but have only sold term insurance from year to date. **PURE TAX LLC -- ownership position; compensated; start date 9/2/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2015-04-28 |
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