Wesley Michael Hodges

Employer firm

Oneascent Financial Services LLC CRD 284549

$3.54B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 06/2024
  Securities America, Inc.
  Charlotte, NC
• 01/2016 → 06/2024
  Securities America Advisors
  Charlotte, NC
• 06/2024 → 09/2024
  Osaic Wealth, Inc.
  Charlotte, NC
• 09/2024 → Present
  Oneascent Financial Services, Llc
  Birmingham, AL

Previous Registrations

• 2024-06-14 → 2024-10-02
  Osaic Wealth, Inc.
  Charlotte, NC
• 2016-02-08 → 2024-06-14
  Securities America Advisors, Inc.
  Smyrna, GA
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2015-05-06 → 2015-10-12
  Centurion Advisory Group, Inc
  Suwanee, GA

Other Businesses

**WES HODGES INSURANCE POSITION: Agent NATURE: I sell life insurance on occasion. I got my insurance license for convivence to my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2016 ADDRESS: 2400 Chesterfield Ave, Charlotte NC 28205-6108 DESCRIPTION: If my clients need insurance, I will offer them independent quotes. Insurance isn't my focus. I offer insurance products out of convenience to my clients. They have the freedom to use whomever they would like. I'm licensed to sell a variety of insurance products, but have only sold term insurance from year to date. **PURE TAX LLC -- ownership position; compensated; start date 9/2/2024

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-10-31
• S65 Uniform Investment Adviser Law Examination
  2015-04-28

Other Names

• Wes Hodges