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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-10
  • FL RA
    APPROVED
    Since 2024-12-10

Branch Locations

840 Us Hwy 1, #450C, North Palm Beach, FL 33408 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Insurance Group Lake Park FL 04/2014 Present
American Portfolios Financial Services, Inc. Holbrook NY 05/2015 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 12/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 12/2024
Osaic Advisory Services Atlanta GA 10/2024 12/2024
Ausdal Financial Partners, Inc Davenport IA 12/2024 Present
  • 04/2014 → Present
    Financial Insurance Group
    Lake Park, FL
  • 05/2015 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → 12/2024
    Scottsdale, AZ
  • 10/2024 → 12/2024
    Scottsdale, AZ
  • 10/2024 → 12/2024
    Osaic Advisory Services
    Atlanta, GA
  • 12/2024 → Present
    Davenport, IA
Previous Registrations
  • 2024-10-15 → 2024-12-05
    North Palm Beach, FL
    Atlanta, GA
  • 2024-10-11 → 2024-10-11
    Scottsdale, AZ
    North Palm Beach, FL
    Palm Beach Gardens, FL
  • 2020-08-28 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
    North Palm Beach, FL
Other Businesses

1. FINANCIAL INSURANCE GROUP OF THE PALM BEACHES; INVESTMENT RELATED; NORTH PALM BEACH, FL; INDEPENDENT INSURANCE AGENCY; CO-OWNER; ACTIVITY BEGAN 2014; I DEVOTE APPX 10 HOURS TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; MOSTLY CUSTOMER SERVICE AS I REFER NEW CLIENTS TO CURRENT AGENTS 2. RENTAL PROPERTY; NOT INVESTMENT RELATED; NORTH PALM BEACH, FL; RENTAL PROPERTY; OWNER; ACTIVITY BEGAN IN 2024; I DEVOTE VERY LITTLE TIME TO THIS ACTIVITY AND NONE DURING TRADING HOURS; COORDINATE MAINTENANCE AND REPAIRS ON PROPERTY AS NEEDED. 3. FAMO PLAN, LLC ; INVESTMENT RELATED; NORTH PALM BEACH, FL; EDUCATIONAL PODCASTS; CO-OWNER; ACTIVITY BEGINS 03/2026; I DEVOTE 10 HOURS PER MONTH TO THIS ACTIVITY WITH 2 OF THOSE HOURS DURING TRADING HOURS; PROVIDE PRE APPROVED PODCASTS THAT ALLOW SELF DISCOVERY FOR CLIENTS AND POTENTIAL CLIENTS ON AREAS WHERE THE CLIENT MAY NEED TO ADDRESS IN THIER FINANCIAL PICTURE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-11
S63 Uniform Securities Agent State Law Examination 2018-09-01
  • S65 Uniform Investment Adviser Law Examination
    2020-07-11
  • S63 Uniform Securities Agent State Law Examination
    2018-09-01
Designations

View on SEC IAPD

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