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Mitchell Frazier

J.P. Morgan Securities LLC

Ann Arbor, MI

CRD 6440488

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-22
MI RA APPROVED 2019-09-29
  • TX RA
    APPROVED
    Since 2019-10-22
  • MI RA
    APPROVED
    Since 2019-09-29

Branch Locations

1501 East Stadium Blvd, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ann Arbor MI 01/2015 Present
Jpmorgan Chase Bank, N.A. Ann Arbor MI 01/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-26
S63 Uniform Securities Agent State Law Examination 2015-03-05
  • S66 Uniform Combined State Law Examination
    2019-08-26
  • S63 Uniform Securities Agent State Law Examination
    2015-03-05
Other Names
  • Mitch Frazier
  • Mitchell Stephen Frazier

View on SEC IAPD

Nearby Firms

SPC
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Nearby Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF

Nearby Offices

SPC · ANN ARBOR, MI
SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

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