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Travis David Fredericks

Wells Fargo Clearing Services, LLC

Wyomissing, PA

Wyomissing, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-02-19
  • PA RA
    APPROVED
    Since 2021-02-19

Branch Locations

1250 Broadcasting Rd [L4-Rbo], Wyomissing, PA 19610 • United States

2585 State Hill Rd, Wyomissing, PA 19610 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Robesonia PA 10/2013 Present
Wells Fargo Advisors, Llc Robesonia PA 01/2015 11/2016
Wells Fargo Clearing Services, Llc Robesonia PA 11/2016 Present
  • 10/2013 → Present
    Wells Fargo Bank, Na
    Robesonia, PA
  • 01/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Robesonia, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Robesonia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2015-03-10
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2015-03-10

View on SEC IAPD

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