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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-31
TX RA APPROVED 2023-05-31
  • CA RA
    APPROVED
    Since 2023-05-31
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 04/2015 05/2023
Summit Financial Group San Ramon CA 04/2015 Present
Raymond James Financial Services, Inc. San Ramon CA 05/2023 Present
Raymond James Financial Services Advisors, Inc. San Ramon CA 05/2023 Present
  • 04/2015 → 05/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 04/2015 → Present
    Summit Financial Group
    San Ramon, CA
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 05/2023 → Present
    San Ramon, CA
Previous Registrations
  • 2015-07-08 → 2023-05-31
    Securian Financial Services, Inc.
    San Ramon, CA
Other Businesses

(1)Name of Business: Gilson Consulting Address: 4550 Logan Court, Fremont, CA, 94536, United States Activity Type: Accounting/CPA Position/Title: Independent Contractor, Owner/Proprietor Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a former CPA in public accounting I continue to assist one client with general business, accounting and tax consulting. I have had this client since 1995. (2)Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial advisor and internal accounting/tax support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-24
  • S66 Uniform Combined State Law Examination
    2015-06-24

View on SEC IAPD

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