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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-07
  • CA RA
    APPROVED
    Since 2023-03-07

Branch Locations

San Francisco, CA • United States

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities Usa Inc New York NY 11/2018 06/2022
Hsbc Commerical Banking San Francisco CA 03/2018 11/2018
East West Bank San Francisco CA 05/2017 03/2018
Silicon Valley Bank Santa Clara CA 08/2010 11/2016
Needam Partners-Fortune Live Media Katonah NY 03/2017 12/2017
Family Leave San Francisco CA 11/2016 03/2017
Hsbc Securities Usa Inc New York NY 06/2022 11/2022
Citigroup New York NY 01/2023 Present
  • 11/2018 → 06/2022
    Hsbc Securities Usa Inc
    New York, NY
  • 03/2018 → 11/2018
    Hsbc Commerical Banking
    San Francisco, CA
  • 05/2017 → 03/2018
    East West Bank
    San Francisco, CA
  • 08/2010 → 11/2016
    Silicon Valley Bank
    Santa Clara, CA
  • 03/2017 → 12/2017
    Needam Partners-Fortune Live Media
    Katonah, NY
  • 11/2016 → 03/2017
    Family Leave
    San Francisco, CA
  • 06/2022 → 11/2022
    Hsbc Securities Usa Inc
    New York, NY
  • 01/2023 → Present
    Citigroup
    New York, NY
Other Businesses

//207 San Francisco, CA ,California,San Francisco; Investment Related: N; Started: 2026-07-27; Title: Owner; Duties: Renting out my condo ; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 1-5//

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
  • S66 Uniform Combined State Law Examination
    2023-03-06
Other Names
  • Huang Lilly

View on SEC IAPD

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