Thomas A Gallo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Chicago, IL
• 08/2013 → Present
  Miami University
  Oxford, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Chicago, IL

Other Businesses

Business Ownership; Sim Productions LLC; manage creation of output, marketing of output, and attending to requirements set-froth by government; Music Production; 4527 N Forestview Ave, , Chicago, IL, 60656; Not Investment-Related; 10/02/2020; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Blue Balloons LLC; Associate Financial Adviso - Financial Advisor Responsibilities as apart of job duties with the Ameriprise Financial Practice; ; 303 E Wacker Dr. Ste. 1575, , Chicago, IL, 60601; Investment-Related; 11/09/2020; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-20

Other Names

• Thomas Gallo