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Arthur Vicente

Edward Jones

River Vale, NJ

Westwood, NJ

CRD 6440079

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-20
NJ RA APPROVED 2024-01-18
NY RA APPROVED 2023-10-04
  • TX RA
    APPROVED
    Since 2025-02-20
  • NJ RA
    APPROVED
    Since 2024-01-18
  • NY RA
    APPROVED
    Since 2023-10-04

Branch Locations

River Vale, NJ • United States

166 Fairview Avenue Suite D, Westwood, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Pearl River NY 05/2012 09/2016
Lpl Financial Pearl River NY 01/2015 09/2016
Key Investment Services Llc Poughkeepsie NY 09/2016 02/2018
Keybank Pearl River NY 09/2016 12/2018
Key Investment Services Llc Poughkeepsie NY 02/2018 12/2018
Keybank New City NY 06/2019 01/2022
Key Investment Services Llc Plymouth Meeting PA 06/2019 02/2021
Sterling National Bank New City NY 12/2018 06/2019
Key Investment Services Llc Nyack NY 01/2022 05/2022
Keybank New City NY 05/2022 08/2023
Key Investment Services Llc Brooklyn OH 03/2023 08/2023
Edward Jones Haverstraw NY 08/2023 Present
  • 05/2012 → 09/2016
    First Niagara Bank
    Pearl River, NY
  • 01/2015 → 09/2016
    Lpl Financial
    Pearl River, NY
  • 09/2016 → 02/2018
    Key Investment Services Llc
    Poughkeepsie, NY
  • 09/2016 → 12/2018
    Keybank
    Pearl River, NY
  • 02/2018 → 12/2018
    Key Investment Services Llc
    Poughkeepsie, NY
  • 06/2019 → 01/2022
    Keybank
    New City, NY
  • 06/2019 → 02/2021
    Key Investment Services Llc
    Plymouth Meeting, PA
  • 12/2018 → 06/2019
    Sterling National Bank
    New City, NY
  • 01/2022 → 05/2022
    Key Investment Services Llc
    Nyack, NY
  • 05/2022 → 08/2023
    Keybank
    New City, NY
  • 03/2023 → 08/2023
    Key Investment Services Llc
    Brooklyn, OH
  • 08/2023 → Present
    Edward Jones
    Haverstraw, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
S63 Uniform Securities Agent State Law Examination 2015-07-14
  • S66 Uniform Combined State Law Examination
    2023-10-02
  • S63 Uniform Securities Agent State Law Examination
    2015-07-14
Other Names
  • Arthur Luis N Vicente
  • Arthur Luis Navarro Vicente
  • Arthur Luis Vicente

View on SEC IAPD

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