Nita Mukesh Joshi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA

Previous Registrations

• 2012-08-22 → 2012-10-01
  Chase Investment Services Corp.
  Beverly Hills, CA
• 2011-01-03 → 2012-07-27
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 2006-12-19 → 2011-01-03
  Wells Fargo Investments, Llc
  Santa Ana, CA
  Laguna Beach, CA
  Newport Beach, CA
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2006-12-18

Other Names

• Nita M Joshi