Joshua Kresge Speese

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Augusta, GA
• 08/2016 → 11/2017
  Bank Of America, N.A.
  Augusta, GA
• 12/2017 → 10/2019
  Wells Fargo Advisors, Llc.
  Stone Mountain, GA
• 12/2017 → 10/2019
  Wells Fargo Bank Na
  Stone Mountain, GA
• 01/2020 → Present
  Td Private Client Wealth Llc
  Greenville, SC
• 01/2020 → Present
  Td Bank N.A.
  Greenville, SC

Previous Registrations

• 2017-12-15 → 2019-10-09
  Wells Fargo Clearing Services, Llc
  Stone Mountain, GA
  Atlanta, GA
  Atlanta, GA
• 2016-05-12 → 2017-11-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Augusta, GA
  North Augusta, SC
  North Augusta, SC
  North Augusta, SC
• 2015-10-05 → 2016-04-13
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
  Martinez, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-30
• S63 Uniform Securities Agent State Law Examination
  2015-03-10

Other Names

• Joshua Speese
• Joshua Kresge Speese