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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| NJ | RA | APPROVED | 2022-05-18 |
Branch Locations
2021 New Rd 12 Linwood Professional Plaza, Linwood, NJ 08221-1045 • United States
1064 S Main St Ste 1A & 1B, West Creek, NJ 08092-2913 • United States
Manahawkin, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Toms River | NJ | 08/2013 | 11/2016 |
| Wells Fargo Advisors, Llc | Toms River | NJ | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Toms River | NJ | 11/2016 | 04/2018 |
| Guardian Life Insurance Company | Wall | NJ | 05/2018 | 11/2018 |
| Park Avenue Securities | Wall | NJ | 06/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manahawkin | NY | 01/2019 | 05/2022 |
| Bank Of America, N.A. | Manahawkin | NJ | 01/2019 | 05/2022 |
| Ameriprise Financial Services, Llc | West Creek | NJ | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-10 |
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