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Samuel Sissine

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-29
  • NC RA
    APPROVED
    Since 2025-11-29

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing, Llc St. Louis MO 01/2015 01/2018
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 01/2018
Wells Fargo Clearing Services, Llc Charlotte NC 05/2023 Present
Wells Fargo Clearing Services, Llc Charlotte NC 11/2023 Present
National Life Group Addison TX 02/2018 09/2022
Unemployed Prosper TX 09/2022 05/2023
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-29
  • S66 Uniform Combined State Law Examination
    2025-11-29
Other Names
  • Samuel Vincenz Sissine

View on SEC IAPD

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