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William Hubert Fitzgerald

Stifel, Nicolaus & Company, Incorporated

Tampa, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-07
FL RA APPROVED 2019-07-17
  • TX RA
    APPROVED
    Since 2020-04-07
  • FL RA
    APPROVED
    Since 2019-07-17

Branch Locations

100 North Tampa Street Suite 1750, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Company, Llc East Peoria IL 01/2015 12/2018
John Graham And Associates, Inc East Peoria IL 05/2015 12/2018
Stifel Nicolaus & Co Inc Tampa FL 07/2019 Present
Unemployed Peoria IL 01/2019 07/2019
  • 01/2015 → 12/2018
    Midwestern Securities Trading Company, Llc
    East Peoria, IL
  • 05/2015 → 12/2018
    John Graham And Associates, Inc
    East Peoria, IL
  • 07/2019 → Present
    Stifel Nicolaus & Co Inc
    Tampa, FL
  • 01/2019 → 07/2019
    Unemployed
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-23
  • S66 Uniform Combined State Law Examination
    2015-04-23
Other Names
  • Billy Fitzgerald

View on SEC IAPD

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