Evelyn D Mattos

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-20

NY RA
APPROVED

Since 2023-06-20

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa	New York	NY	03/2008	04/2019
Hsbc Bank Usa, N.A.	New York	NY	04/2019	09/2022
Hsbc Securities (Usa) Inc.	New York	NY	03/2021	01/2022
Morgan Stanley	New York	NY	02/2023	Present
Unemployed	Monroe Township	NJ	10/2022	01/2023

03/2008 → 04/2019

Hsbc Bank Usa

New York, NY
04/2019 → 09/2022

Hsbc Bank Usa, N.A.

New York, NY
03/2021 → 01/2022

Hsbc Securities (Usa) Inc.

New York, NY
02/2023 → Present

Morgan Stanley

New York, NY
10/2022 → 01/2023

Unemployed

Monroe Township, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-20
S63	Uniform Securities Agent State Law Examination	1998-09-30

S65 Uniform Investment Adviser Law Examination

2023-06-20
S63 Uniform Securities Agent State Law Examination

1998-09-30

Other Names

Evelyn Diazmattos
Evelyn Mattos

View on SEC IAPD