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2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-30 |
| FL | RA | APPROVED | 2025-04-30 |
Branch Locations
2350 Nw 128Th St, Urbandale, IA 50323 • United States
1200 Brickell Ave. Ste. 1950 #1153, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Miami | FL | 09/2015 | 01/2018 |
| Northwestern Mutual Life Insurance Company | Miami | FL | 08/2016 | 01/2018 |
| Guardian Life Insurance Company | Miami | FL | 01/2018 | 02/2022 |
| Park Avenue Securities | Miami | FL | 01/2018 | 02/2022 |
| Penn Mutual Life Insurance Company | Horsham | PA | 03/2022 | Present |
| Hornor Townsend & Kent Llc | Horsham | PA | 03/2022 | Present |
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT |ADDRESS: 121 ALHAMBRIA SUITE 1405 CORAL GABLES FL 33134 | START DATE: 3/1/2022 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES:INSURANCE SALES & SERVICE FOR ( LIFE, DISABILITY, & ANNUITY PRODUCTS ) FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) DEK LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 13173 SW 132ND TERRACE, MIAMI, FL 33186 | START DATE: 3/1/2022 | NATURE OF ACTIVITY: CONSULTING /MOTIVATIONAL SPEAKER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SALES, TRAININGS, AND CONSULTING ON SALES.ALSO PUBLIC SPEAKER (START DATE 11 1 2022) 3) LET'S GET IT, 10 KEYS TO A SUSTAINABLE LIFE FULLFILLING NON-PROFIT ORG. | INVESTMENT RELATED: NO | DBA NAME: |POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 13173 SW 132ND TERR MIAMI FL 33186 | START DATE: 3/1/2022 |NATURE OF ACTIVITY: AUTHOR BOOK | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COLLECT ROYALITIES. 4) EXECUTIVE PRODUCER | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EXECUTIVE DIRECTOR | ADDRESS: 13173 SW 132ND TERRACE, MIAMI, FL 33186 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: ENTERTAINMENT INDUSTRY | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: EXECUTIVE PRODUCER ON THE SET ON A FILM PRODUCTION :TO PROVIDE DIRECTION AS WELL AS INPUT FOR THE MAKING OF A MOTION FILM. 5) ACTOR | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 13173 SW 132ND TERRACE, MIAMI, FL 33186 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: ENTERTAINMENT INDUSTRY | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ACTING IN MOTION FILM. 6) DORAL COLLEGE | NOT INVESTMENT RELATED | 2525 NW 112TH AVENUE, DORAL, FL 33172 | EDUCATION | PROFESSOR | BUSINESS | 09/2023; 20 HOURS PER MONTH; 0 DURING TRADING HOURS; INTRO TO BUSINESS ENTREPENEURSHIP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-20 |
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