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Carolyn Ann Bambaci

Rbc Capital Markets, LLC

Florham Park, NJ

Madison, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-13
NJ RA APPROVED 2016-12-08
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • NJ RA
    APPROVED
    Since 2016-12-08

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Madison, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Florham Park NJ 12/2009 12/2016
Rbc Capital Markets, Llc Florham Park NJ 12/2016 Present
  • 12/2009 → 12/2016
    Ubs Financial Services
    Florham Park, NJ
  • 12/2016 → Present
    Rbc Capital Markets, Llc
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-29
  • S66 Uniform Combined State Law Examination
    2011-06-29
Other Names
  • Carolyn Allocca
  • Carolyn Bambaci

View on SEC IAPD

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