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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-08-29 |
| NY | RA | APPROVED | 2021-05-07 |
| FL | RA | APPROVED | 2018-03-30 |
| TX | RA | APPROVED | 2018-03-12 |
| PA | RA | APPROVED | 2018-03-09 |
Branch Locations
Bny Mellon Center, 1735 Market Street, Suite 3800, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ab Bernstein | New York | NY | 12/2014 | 02/2018 |
| Ab Bernstein | Philadelphia | PA | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-29 |
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