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21805 Field Parkway Suite 340, Deer Park, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-04 |
| IL | RA | APPROVED | 2023-07-13 |
Branch Locations
21805 Field Parkway Suite 340, Deer Park, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex, Llc | Deer Park | IL | 08/2016 | Present |
DIRECTOR, FPI INC HOUSTON TEXAS 4 DAYS PER YEAR 2000- PRESENT WWW.FPITX.COM FORGING INDUSTRY DIRECTOR BOARD MEMBER 1/3/00 1 DAY PER QUARTER $1,000 PER MEETING ATTENDED WESTMORELAND COUNTRY CLUB WILMETTE ILL WWW.WESTMORELANDCC.ORG NO INVESTMENT DECISIONS. OPERATING REVENUE AND EXPENSE DISCUSSIONS. WE MAKE RECOMMENDATIONS TO THE BOARD OF DIRECTORS I AM A MEMBER OF THE CLUB AND A MEMBER OF THE FINANCE COMMITTEE 04 FEB 2014 APPROX. 2HRS- AT NIGHT NO HRS DURING TRADING THE COMMITTEE MEETS APPROX. 11 TIMES A YEAR. WE DISCUSS WAYS TO KEEP THE CLUB FROM GOING OVER BUDGET. WE MAKE RECOMMENDATIONS TO THE BOARD OF DIRECTORS. WE ARE AN ADVISORY COMMITTEE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-06 |
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