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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-09 |
| MN | RA | APPROVED | 2023-11-17 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Savage, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 03/2019 | 08/2022 |
| U.S. Bank | St. Paul | MN | 09/2017 | 03/2019 |
| Alltran | Sartell | MN | 11/2016 | 09/2017 |
| Renaissance Minneapolis Bloomington Hotel | Bloomington | MN | 09/2018 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 08/2022 | 10/2023 |
| Bank Of America N.A. | Bloomington | MN | 11/2022 | 10/2023 |
| Avantax Investment Services, Inc. | Prior Lake | MN | 10/2023 | Present |
| Avantax Planning Partners, Inc. | Prior Lake | MN | 10/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-25 |
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